By remaining enrolled in the Class Action Service and authorizing · claims to be filed on your behalf, you are waiving your rights to · separately bring a lawsuit on your own or take legal action, either

September 12, 2025 - LP, Edward Jones SBL LLC and Edward ... to settle a class action lawsuit alleging they failed to include required wage or salary information in Washington job postings in violation of state law....

January 8, 2025 - WASHINGTON, D.C. – (January 8, 2025) – The North American Securities Administrators Association (NASAA) has announced a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from an investigation into the ...

October 2, 2024 - A former Edward D. Jones & Co. broker in California has filed a proposed class action claiming the firm violated state laws by failing to reimburse brokers for necessary business expenses.

A lawsuit has been filed against Edward Jones alleging a company-wide practice of delegating critical compensation decisions to senior white male Financial Advisors; and as a result, female and diverse Financial Advisors are paid less.

September 12, 2025 - Frank Azar & Associates filed a class action against Edward Jones for improperly moving clients from commission-based to fee-based accounts.

Today, the Firm won a major victory at the United States Court of Appeals for the Ninth Circuit, securing reversal of the district court’s dismissal of our clients’ class action lawsuit against financial services company Edward D. Jones & Co., L.P.

Wayne Bland closed one chapter of his story when a federal court approved a $34 million settlement of a class action bias claim against Edward Jones & Co. this summer. But the challenges for Bland and other minority financial advisors are not ...

March 14, 2025 - The lawsuit, filed March 10 in a federal court in St. Louis by Bryan D. Winter, claims that Edward Jones’ policies “expressly” favor diverse advisors over their white counterparts. Winter, a US Navy veteran who worked at Edward Jones for three years before moving to Raymond James' independent broker-dealer in 2022, according to his BrokerCheck profile, is seeking class-action status, monetary damages, and an order requiring the firm to revise its policies.

April 30, 2025 - Edward Jones agreed to pay $17 million to end an investigation involving claims the financial services firm overcharged customers who transitioned from its brokerage division to its advisory division.

An ex–Edward Jones financial advisor has filed a putative class action lawsuit accusing the firm of failing to reimburse its advisors for client fees that they covered as well as for the purchase of cell phones for business purposes.

September 2, 2022 - A former advisor takes issue with the firm's assertion that it has identified pay gaps and "addressed" them.

Multistate working group finds supervisory failures with respect to Class A mutual fund shares · Salem – The Oregon Division of Financial Regulation (DFR), a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co.

Olympia – The Washington State Department of Financial Institutions (DFI) Securities Division joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones). The settlement is a result of an investigation by DFI and other ...

As part of the settlement, Edward Jones will pay each of the 50 states, Washington, D.C., the U.S. Virgin Islands, and Puerto Rico an administrative fine of approximately $320,000.

2 weeks ago - A former Edward D. Jones & Co. financial adviser can pursue as a class action his claim that the firm’s equity policy discriminates against White employees through an account-transfer program, a St. Louis federal judge ruled.

March 11, 2025 - Those goals came three months after it reached a $34 million settlement of a class action race discrimination lawsuit filed by Black brokers and trainees, led by ex-Edward Jones broker Wayne Bland.

The Texas State Securities Board announced today that it has joined a multi-state settlement with Edward D. Jones & Co., L.P. (Edward Jones) which will see Edward Jones pay $17 million in penalties for supervisory failures that affected main street investors.

February 7, 2024 - Edward Jones, which settled a class-action racial discrimination claim in 2021 for $34 million, has been overhauling its business model in recent years, including revamping its training program and bolstering support for newer brokers in ways ...

The following document contains details on the Class Action Claim Filing Service for eligible Edward Jones accounts.