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Top Ten Worst Financial Advisor Companies in 2025 - Investment & Securities Fraud Lawyer

October 30, 2025 - Affinity fraud is one of the most ... and Exchange Commission (SEC) announced enforcement actions against Vanguard Advisers and Empower Advisory Group......

Yahoo! Finance

finance.yahoo.com › news › 3-best-worst-companies-investment-150051130.html

3 of the Best and Worst Companies for Investment Advice

May 9, 2022 - Using these parameters, here's a look at three of the best -- and three of the worst -- brokerage firms in terms of investment advice. ... Vanguard was one of the pioneers of low-cost investing, primarily through its no-load mutual funds. In recent decades, the firm has expanded into zero-commission stock trading and two types of financial advisory services: Vanguard Digital Advisor and Vanguard Personal Advisor Services.

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What Your Financial Advisor Doesn't Want You to Know - YouTube

January 4, 2025

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Financial Advisor Reveals Worst Money Mistake

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Warren Buffett: Ignore Your Financial Advisor - YouTube

The Dark Side of Financial Brokers | Morgan, Merrill, & Edward ...

April 11, 2023

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The WORST Financial Advisor... - YouTube

moneysense.ca › home › articles › the worst money advice in canada

The worst money advice in Canada - MoneySense

May 26, 2025 - By being aware, they can take action to increase their financial literacy and know what to watch out for.” · Survey respondents submitted the worst money advice they ever received, totalling almost 900 pieces of bad money advice. But for you, we rounded up 50: “Just about everything. No one knows how the big picture will unfold.” ... “An advisor who wanted me to switch investments, in order to buy low and sell high.

Investmentfraudlawyers

investmentfraudlawyers.com › home › the 5 worst financial advisor companies you should avoid in 2025

The Worst Financial Advisor Companies: Avoid These Poor Choices

May 31, 2025 - Like Wells Fargo, Citibank has received an F rating from the Better Business Bureau. The company has faced multiple CFPB settlements, including issues with servicing student loans and recent high-profile cases involving “operational chaos ...

Call (332) 286-4055

Address 125 Park Avenue, 25th Floor, 10017, New York

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The White Law Group

whitesecuritieslaw.com › home › the worst financial advisors in america according to think advisor

The Worst Financial Advisors in America - The White Law Group

May 20, 2025 - The list includes financial advisors and brokers charged with various illegal activities including Ponzi schemes, elder fraud, evading the authorities, and murder. ... According to the article, these offenders were gathered from news articles, from the Financial Industry Regulatory Authority and the SEC. Many of the fraudsters have been convicted, and some have charges still pending, according to the article. The following are reportedly the worst financial advisors, (and financial advisor imposters) in America.

CBC News

cbc.ca › news › business › hidden-camera-investigation-uncovers-atrocious-investment-advice-1.2553560

CBC Marketplace investigation uncovers ‘atrocious’ investment advice | CBC News

October 28, 2022 - As RRSP season closes and many Canadians prepare for tax time, a CBC Marketplace investigation reveals that financial advisers at some of Canada’s top banks and firms are giving consumers inaccurate, misleading and inappropriate advice.

Quora

quora.com › Who-are-the-lowest-ranking-worst-financial-advisor-companies-or-financial-advisors-and-why

Who are the lowest ranking (worst) financial advisor companies or financial advisors, and why? - Quora

Answer (1 of 2): People have varying degrees of success with some companies like Fidelity. I personally have used them and had some success. Motley Fool is a hit and miss. You have to be careful with their advice. However, *unfortunately* I’ve run into many very bad financial advisors.

reddit.com › r/cfp › best/worst firm financial planning support

r/CFP on Reddit: Best/Worst Firm Financial Planning Support

December 14, 2024 -

What firms do you think are offering the best financial planning support to their advisors? What offerings make it “the best”? What firms have seen have the worst support? With more firms targeting HNW it seems like they’re moving away from the foundational support to assist up and coming advisors to get to the point of working with HNW.

Top answer

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Happy to connect on this—I have some pretty good insight here. If you’re willing to hop on a call, may be easier to talk this out. If not, I’ll respond later today with my two cents.

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I think Ameriprise still has one of the more robust career starting points available. It's not a place that I would stay forever, but it's a great place to cut your teeth. I spent a bit too much time there before going independent.

Million Dollar Journey

milliondollarjourney.com › best-financial-advisors-canada.htm

Best Financial Advisor in Canada 2026

2 days ago - BUT there is no psychological hit to seeing the money come out of your chequing account like there is when you pay for a fee-only, advice-only financial advisor. I would argue that the entire commission-based fee structure is completely unethical, and that even the fee-based financial planning structure is somewhat confusing (if more ethical and more transparent). The worst part is that there are probably only about 150 fee-only, advice-only financial planners in Canada. That’s total individuals – NOT companies.

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Nstarcapital

nstarcapital.com › home › blog › misconduct! 10 worst & 10 best behaving advisory firms

Misconduct! 10 Worst & 10 Best Behaving Advisory Firms - NorthStar Capital Advisors

March 4, 2016 - Amit Seru, a finance professor at the University of Chicago’s Booth School of Business and a co-author of “The Market for Financial Adviser Misconduct” (Egan, Matvos, and Seru 2016). These researchers data mined the FINRA database to aggregate and measure the misconduct data for all U.S. firms with at least 1,000 advisors.

Buildwealthcanada

buildwealthcanada.ca › home › blog › is your financial advisor ripping you off?

Is Your Financial Advisor Ripping You Off? - Build Wealth Canada Personal Finance Blog

January 9, 2019 - One of the most financially catastrophic decisions you can make, is not asking yourself this question when it comes to choosing your financial advisor. The reason for this is especially true in Canada, where we have some of the highest mutual fund fees in the world.

Stanford Institute for Economic Policy Research

siepr.stanford.edu › publications › policy-brief › misconduct-under-microscope-examining-bad-behavior-financial-advisers

Misconduct Under the Microscope: Examining Bad Behavior by Financial Advisers | Stanford Institute for Economic Policy Research (SIEPR)

These settlements have cost the ... firms. Table 1 below displays the firms with the highest rates of misconduct. Oppenheimer, First Allied Securities, and Wells Fargo Advisors Financial Network rank at the top of the list....

Million Dollar Journey

milliondollarjourney.com › wealth-management-companies.htm

Best Wealth Management Companies in Canada 2026

1 day ago - Commission-Based Wealth Management: This is still the most common model in Canada, and it’s also by far the worst. A more accurate name for this style of “Wealth Management” would be: kickbacks-for-selling-financial-products wealth management. With this model, advisors that work for wealth management companies earn money by selling financial products like mutual funds and insurance policies.

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10 Worst Financial Advisors in America: 2023 | ThinkAdvisor

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Bogleheads.org

bogleheads.org › board index › us investors › investing - theory, news & general

"12 Worst Financial Advisors in America" - Bogleheads.org

Bogleheads: The Bogleheads Forum frequently warns us about expensive and bad financial advisors. These were among the worst in 2016: 12 Worst Financial Advisors in America: 2016 In an attempt to be balanced, Allan Roth, CPA, CFP, is one of my favorite financial advisors.

Cedar Peak Wealth

cedarpeakwealth.com › post › the-worst-chart-financial-advisors-use

The worst chart every financial advisor will show you

February 27, 2025 - Most financial advisors mean well. They try to show you graphics that tell the story they want you to hear. There’s a big problem. That story often gets oversimplified to the point of being wrong – at best, it’s misleading.This is the worst chart every financial advisor will show you.If ...

Million Dollar Journey

milliondollarjourney.com › edward-jones-review.htm

Edward Jones Canada Review 2026 - Is it Worth it?

5 days ago - Everything here refers specifically to Edward Jones Canada. I have not dealt with their U.S. or international divisions, so the focus will stay on Canadian practices and Canadian investor experiences.

reddit.com › r/financialcareers › best/worst companies to do financial advisor programs with?

r/FinancialCareers on Reddit: Best/worst companies to do financial advisor programs with?

December 3, 2019 -

Does anyone have any thoughts on certain companies to go for or avoid for programs like FADP and general financial advisor programs? Particular companies I’m interested in hearing thoughts on are Merrill, Raymond James, and Thrivent. Thanks in advance everyone!