Investorclaims
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Top Ten Worst Financial Advisor Companies in 2025 - Investment & Securities Fraud Lawyer
October 30, 2025 - Affinity fraud is one of the most ... and Exchange Commission (SEC) announced enforcement actions against Vanguard Advisers and Empower Advisory Group......
MoneySense
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The worst money advice in Canada - MoneySense
May 26, 2025 - By being aware, they can take action to increase their financial literacy and know what to watch out for.” · Survey respondents submitted the worst money advice they ever received, totalling almost 900 pieces of bad money advice. But for you, we rounded up 50: “Just about everything. No one knows how the big picture will unfold.” ... “An advisor who wanted me to switch investments, in order to buy low and sell high.
Videos
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What Your Financial Advisor Doesn't Want You to Know - YouTube
Financial Advisor Reveals Worst Money Mistake
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Warren Buffett: Ignore Your Financial Advisor - YouTube
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The Dark Side of Financial Brokers | Morgan, Merrill, & Edward ...
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The WORST Financial Advisor... - YouTube
Yahoo! Finance
finance.yahoo.com › news › 3-best-worst-companies-investment-150051130.html
3 of the Best and Worst Companies for Investment Advice
May 9, 2022 - Using these parameters, here's a look at three of the best -- and three of the worst -- brokerage firms in terms of investment advice. ... Vanguard was one of the pioneers of low-cost investing, primarily through its no-load mutual funds. In recent decades, the firm has expanded into zero-commission stock trading and two types of financial advisory services: Vanguard Digital Advisor and Vanguard Personal Advisor Services.
Investmentfraudlawyers
investmentfraudlawyers.com › home › the 5 worst financial advisor companies you should avoid in 2025
The Worst Financial Advisor Companies: Avoid These Poor Choices
May 31, 2025 - Like Wells Fargo, Citibank has received an F rating from the Better Business Bureau. The company has faced multiple CFPB settlements, including issues with servicing student loans and recent high-profile cases involving “operational chaos ...
The White Law Group
whitesecuritieslaw.com › home › the worst financial advisors in america according to think advisor
The Worst Financial Advisors in America - The White Law Group
May 20, 2025 - The list includes financial advisors and brokers charged with various illegal activities including Ponzi schemes, elder fraud, evading the authorities, and murder. ... According to the article, these offenders were gathered from news articles, from the Financial Industry Regulatory Authority and the SEC. Many of the fraudsters have been convicted, and some have charges still pending, according to the article. The following are reportedly the worst financial advisors, (and financial advisor imposters) in America.
Stanford Institute for Economic Policy Research
siepr.stanford.edu › publications › policy-brief › misconduct-under-microscope-examining-bad-behavior-financial-advisers
Misconduct Under the Microscope: Examining Bad Behavior by Financial Advisers | Stanford Institute for Economic Policy Research (SIEPR)
These settlements have cost the ... firms. Table 1 below displays the firms with the highest rates of misconduct. Oppenheimer, First Allied Securities, and Wells Fargo Advisors Financial Network rank at the top of the list....
Reddit
reddit.com › r/cfp › best/worst firm financial planning support
r/CFP on Reddit: Best/Worst Firm Financial Planning Support
December 13, 2024 -
What firms do you think are offering the best financial planning support to their advisors? What offerings make it “the best”? What firms have seen have the worst support? With more firms targeting HNW it seems like they’re moving away from the foundational support to assist up and coming advisors to get to the point of working with HNW.
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Happy to connect on this—I have some pretty good insight here. If you’re willing to hop on a call, may be easier to talk this out. If not, I’ll respond later today with my two cents.
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I think Ameriprise still has one of the more robust career starting points available. It's not a place that I would stay forever, but it's a great place to cut your teeth. I spent a bit too much time there before going independent.
CBC News
cbc.ca › news › business › hidden-camera-investigation-uncovers-atrocious-investment-advice-1.2553560
CBC Marketplace investigation uncovers ‘atrocious’ investment advice | CBC News
October 28, 2022 - As RRSP season closes and many Canadians prepare for tax time, a CBC Marketplace investigation reveals that financial advisers at some of Canada’s top banks and firms are giving consumers inaccurate, misleading and inappropriate advice.
Million Dollar Journey
milliondollarjourney.com › best-financial-advisors-canada.htm
Best Financial Advisor in Canada 2026
2 days ago - BUT there is no psychological hit to seeing the money come out of your chequing account like there is when you pay for a fee-only, advice-only financial advisor. I would argue that the entire commission-based fee structure is completely unethical, and that even the fee-based financial planning structure is somewhat confusing (if more ethical and more transparent). The worst part is that there are probably only about 150 fee-only, advice-only financial planners in Canada. That’s total individuals – NOT companies.
Quora
quora.com › Who-are-the-lowest-ranking-worst-financial-advisor-companies-or-financial-advisors-and-why
Who are the lowest ranking (worst) financial advisor companies or financial advisors, and why? - Quora
Answer (1 of 2): People have varying degrees of success with some companies like Fidelity. I personally have used them and had some success. Motley Fool is a hit and miss. You have to be careful with their advice. However, *unfortunately* I’ve run into many very bad financial advisors.
Nstarcapital
nstarcapital.com › home › blog › misconduct! 10 worst & 10 best behaving advisory firms
Misconduct! 10 Worst & 10 Best Behaving Advisory Firms - NorthStar Capital Advisors
March 4, 2016 - New research shows the level of financial advisor misconduct is alarmingly high. “It’s everywhere, not just small firms. It is pervasive,” said Dr. Amit Seru, a finance professor at the […]
Buildwealthcanada
buildwealthcanada.ca › home › blog › is your financial advisor ripping you off?
Is Your Financial Advisor Ripping You Off? - Build Wealth Canada Personal Finance Blog
January 9, 2019 - One of the most financially catastrophic decisions you can make, is not asking yourself this question when it comes to choosing your financial advisor. The reason for this is especially true in Canada, where we have some of the highest mutual fund fees in the world.
Million Dollar Journey
milliondollarjourney.com › wealth-management-companies.htm
Best Wealth Management Companies in Canada 2026
1 day ago - Commission-Based Wealth Management: This is still the most common model in Canada, and it’s also by far the worst. A more accurate name for this style of “Wealth Management” would be: kickbacks-for-selling-financial-products wealth management. With this model, advisors that work for wealth management companies earn money by selling financial products like mutual funds and insurance policies.
Bogleheads.org
bogleheads.org › board index › us investors › investing - theory, news & general
"12 Worst Financial Advisors in America" - Bogleheads.org
Bogleheads: The Bogleheads Forum frequently warns us about expensive and bad financial advisors. These were among the worst in 2016: 12 Worst Financial Advisors in America: 2016 In an attempt to be balanced, Allan Roth, CPA, CFP, is one of my favorite financial advisors.
Cedar Peak Wealth
cedarpeakwealth.com › post › the-worst-chart-financial-advisors-use
The worst chart every financial advisor will show you
February 27, 2025 - Most financial advisors mean well. They try to show you graphics that tell the story they want you to hear. There’s a big problem. That story often gets oversimplified to the point of being wrong – at best, it’s misleading.This is the worst chart every financial advisor will show you.If ...
Reddit
reddit.com › r/financialcareers › best/worst companies to do financial advisor programs with?
r/FinancialCareers on Reddit: Best/worst companies to do financial advisor programs with?
December 3, 2019 -
Does anyone have any thoughts on certain companies to go for or avoid for programs like FADP and general financial advisor programs? Particular companies I’m interested in hearing thoughts on are Merrill, Raymond James, and Thrivent. Thanks in advance everyone!
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Whatever you do... avoid MassMutual and Liberty Mutual like the plague. You can search in this subreddit why they're so scummy. You'd basically end up being a glorified lead gatherer and insurance salesman and commission only to start out. They're total hack houses that will make you sell inferior financial products and life insurance to your friends and family. One Redditor even said that part of the interview process was to write multiple people's names down to reach out to.
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To echo the first comment, Northwestern Mutual might be worse
Million Dollar Journey
milliondollarjourney.com › edward-jones-review.htm
Edward Jones Canada Review 2026 - Is it Worth it?
5 days ago - Everything here refers specifically to Edward Jones Canada. I have not dealt with their U.S. or international divisions, so the focus will stay on Canadian practices and Canadian investor experiences.
Benefitspro
benefitspro.com › 2021 › 04 › 02 › 10-worst-financial-advisors-in-america-2021-412-114109
10 worst financial advisors in America: 2021
April 2, 2021 - But topping them all was the advisor who was charged with murdering one of his clients. ThinkAdvisor searched through Securities and Exchange Commission and Financial Industry Regulatory Authority enforcement actions, as well as local news outlets, to find some of the worst advisors of the year.
Thinkadvisor
thinkadvisor.com › 2023 › 12 › 18 › 10-worst-financial-advisors-in-america-2023
10 Worst Financial Advisors in America: 2023
December 18, 2023 - While most advisors make clients' lives better, others stand accused of financial crimes — and worse.
Entrepreneur Name
entrepreneurname.net › home › 10 worst financial advisor companies to avoid in 2025
10 Worst Financial Advisor Companies to Avoid in 2025 - Entrepreneur Name
April 22, 2025 - Some companies give poor advice, charge hidden fees, or only care about making sales — not helping clients. Be careful of advisors who rush you, make big promises, avoid talking about fees, or give the same plan to everyone. Always check reviews, ask questions, and understand how the advisor gets paid. A good advisor should listen to your needs and give you a clear, personal plan. A financial advisor is someone who helps you manage your money.